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Jill Ford

Wells Fargo Securities, LLC

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About Jill Ford

Jill Ford is an active broker with a focus on investment banking and trading. Jill has been in the industry since 1995 and is currently registered with Wells Fargo Securities, LLC. Jill was previously employed at Credit Suisse Securities (USA) LLC, UBS Securities LLC, Montgomery Securities and CS First Boston Corporation. Jill holds a Series 7, Series 3, Series 24, Series 57TO and Series 79TO license.

Firm Information

Jill Ford is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jill Ford’s Registration & Firm History

NY

09/27/2023 - Present

Wells Fargo Securities, LLC (New York NY)

NY

06/15/1998 - 09/21/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/21/1996 - 06/17/1998

UBS SECURITIES LLC (NEW YORK NY)

CA

08/29/1995 - 06/29/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NY

06/06/1995 - 07/13/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1997

Series 3 - National Commodity Futures Examination

BC

Issued 06/05/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jill Ford.
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