Unclaimed
Jill Ford is an active broker with a focus on investment banking and trading. Jill has been in the industry since 1995 and is currently registered with Wells Fargo Securities, LLC. Jill was previously employed at Credit Suisse Securities (USA) LLC, UBS Securities LLC, Montgomery Securities and CS First Boston Corporation. Jill holds a Series 7, Series 3, Series 24, Series 57TO and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/27/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
06/15/1998 - 09/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/21/1996 - 06/17/1998
UBS SECURITIES LLC (NEW YORK NY)
CA
08/29/1995 - 06/29/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
06/06/1995 - 07/13/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1997
Series 3 - National Commodity Futures Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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