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Jill Dianne Shambach

Cetera Investment Services LLC

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About Jill Dianne Shambach

Jill Dianne Shambach has been in the financial industry since September 8, 1997. Jill is currently registered with Cetera Investment Services LLC and has been with them since April 22, 2016. Previously, Jill worked at Cetera Advisor Networks LLC, T.H.E. FINANCIAL GROUP, LTD, OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD., and H. BECK, INC.. Jill holds the Series 6, Series 63, and SIE licenses.

Firm Information

Jill Shambach is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jill Shambach’s Registration & Firm History

PA

04/22/2016 - Present

Cetera Investment Services LLC (WEST MILTON PA)

PA

05/01/2003 - 04/25/2016

CETERA ADVISOR NETWORKS LLC (LEWISBURG PA)

PA

02/27/2001 - 05/01/2003

T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)

PA

01/10/2000 - 02/23/2001

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD. (BADEN PA)

MD

11/20/1995 - 03/24/1998

H. BECK, INC. (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 01/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jill Dianne Shambach.
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