Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jill? Claim Your ProfileJill Caryn Plein is a registered representative at J.P. Morgan Securities LLC with over 30 years of experience in the financial services industry. Jill has held previous positions at Prudential Securities Incorporated, Paine Webber Incorporated, Global Capital Securities, Inc., Investors Center, Inc., Smith Barney, Harris Upham & Co., Incorporated, Shearson Lehman Brothers Inc., and Prudential-Bache Securities Inc. Jill holds Series 6, 7, 8, and 63 licenses and the SIE designation. Jill specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
03/06/2018 - Present
J.p. Morgan Securities LLC (LARCHMONT NY)
NY
02/04/1991 - 04/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/08/1989 - 12/05/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/07/1989 - 12/02/1989
GLOBAL CAPITAL SECURITIES, INC.
NY
04/21/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NY
11/17/1987 - 03/26/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
05/28/1986 - 10/05/1987
SHEARSON LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/19/1986 - 05/23/1986
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 02/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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