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Jill Annette Riegel

Fidelity Brokerage Services LLC

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About Jill Annette Riegel

Jill Riegel is a financial advisor with Fidelity Brokerage Services LLC. Jill has been in the financial services industry since 2001. Prior to joining Fidelity, Jill was employed at Morgan Stanley, Newbridge Securities Corporation, National Securities Corporation, and VFinance Investments, Inc. Jill is licensed in all 50 states and holds Series 7, Series 63, Series 66, and SIE licenses.

Firm Information

Jill Riegel is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jill Riegel’s Registration & Firm History

TX

10/13/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

NY

11/29/2016 - 06/13/2022

MORGAN STANLEY (PURCHASE NY)

FL

04/08/2016 - 11/11/2016

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

FL

01/25/2013 - 04/13/2016

MORGAN STANLEY (BOCA RATON FL)

FL

11/28/2012 - 01/25/2013

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

01/01/2002 - 12/20/2012

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

FL

06/06/2001 - 01/01/2002

VFINANCE INVESTMENTS (BOCA RATON FL)

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Licenses & Designations

BOTH

Issued 02/11/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 6 public disclosures for Jill Annette Riegel. Review regulatory record here.
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