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Jill Ann Smith

Raymond James Financial Services, Inc.

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About Jill Ann Smith

Jill Ann Smith is a financial advisor at Raymond James Financial Services, Inc., in Louisville, KY. Jill has been in the financial industry since 2004 and has a strong background in securities and investment management. She is a registered representative with FINRA and holds the Series 7, Series 63 and SIE licenses. Jill is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Jill Smith is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jill Smith’s Registration & Firm History

KY

08/26/2024 - Present

Raymond James Financial Services, Inc. (Louisville KY)

KY

02/13/2013 - 08/26/2024

RAYMOND JAMES & ASSOCIATES, INC. (LOUSVILLE KY)

KY

10/12/2004 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)

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Licenses & Designations

BC

Issued 01/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jill Ann Smith.
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