Unclaimed
Jill Ann Smith is a financial advisor at Raymond James Financial Services, Inc., in Louisville, KY. Jill has been in the financial industry since 2004 and has a strong background in securities and investment management. She is a registered representative with FINRA and holds the Series 7, Series 63 and SIE licenses. Jill is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/26/2024 - Present
Raymond James Financial Services, Inc. (Louisville KY)
KY
02/13/2013 - 08/26/2024
RAYMOND JAMES & ASSOCIATES, INC. (LOUSVILLE KY)
KY
10/12/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
BC
Issued 01/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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