Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jie? Claim Your ProfileJie Yu is a financial advisor with Nylife Securities LLC, Jie holds the Series 6, 7, 24 and 63 licenses and has been in the financial services industry since December 2006. Jie's office is located in Flushing, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/07/2006 - Present
Nylife Securities LLC (Flushing NY)
BC
Issued 01/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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