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Jie Woo

Charles Schwab & CO., Inc.

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About Jie Woo

Jie Woo is a financial advisor with over 20 years of experience in the industry. Jie currently works with Charles Schwab & CO., Inc. in San Ramon, California. Prior to this role, Jie held positions with TD Ameritrade, Inc. and Morgan Stanley DW Inc. Jie specializes in providing financial planning and investment advice to a wide range of clients. Jie holds various licenses and certifications, including Series 7, 9, 10, 24, 31, and 66. Jie is registered to provide investment advice in multiple states.

Firm Information

Jie Woo is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jie Woo’s Registration & Firm History

CA

01/26/2022 - Present

Charles Schwab & CO., Inc. (San Ramon CA)

CA

10/16/2002 - 05/19/2024

TD AMERITRADE, INC. (San Ramon CA)

NY

07/21/2000 - 10/02/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 08/14/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 11/17/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/17/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 07/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jie Woo. Review regulatory record here.
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