Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jie? Claim Your ProfileJie Xue is a financial professional with over 13 years of experience in the industry. Jie is currently registered with Guggenheim Securities, LLC and is active in New York. Previously, Jie was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jie holds the following licenses: Series 63, Series 24, SIE and Series 79. Jie's professional experience includes Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/20/2015 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
05/17/2010 - 03/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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