Unclaimed
Jie Hua is a financial professional registered with FINRA. Jie Hua is currently employed by Smbc Nikko Securities America, Inc.. Jie Hua has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Jie Hua has been in the industry since March 31, 2024 and is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 04/01/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2024
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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