Unclaimed
Jiazhen Liu is a registered representative with Peak6 Capital Management LLC. Jiazhen has two securities licenses: Series 57TO and SIE. Jiazhen has been in the industry since October 29, 2020. The advisor's current registration is with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/30/2020 - Present
Peak6 Capital Management LLC (New York NY)
BC
Issued 10/30/2020
Series 57TO - Securities Trader Exam
BC
Issued 07/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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