Unclaimed
Jiaying Zhao is a financial professional registered with Cetera Investment Services LLC in Texas. Jiaying holds the Series 63, Series 6TO and SIE licenses. Jiaying previously worked at HSBC Securities (USA) Inc. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/03/2021 - Present
Cetera Investment Services LLC (HOUSTON TX)
CA
02/24/2020 - 04/24/2020
HSBC SECURITIES (USA) INC. (DALY CITY CA)
BC
Issued 05/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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