Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jiaxin? Claim Your ProfileJiaxin Yin is a registered representative with Neuberger Berman BD LLC. Jiaxin has been working in the financial services industry for over 3 years. Jiaxin is registered in New Jersey and New York. Jiaxin holds the Series 66, Series 31, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 12/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 09/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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