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Jiaxin Lin

Jefferies LLC

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About Jiaxin Lin

Jiaxin Lin is a financial professional with over 4 years of experience in the financial services industry. Currently, Jiaxin Lin is registered with Jefferies LLC in San Francisco, California. Prior to this, Jiaxin Lin was employed by PIPER SANDLER & CO. in San Francisco, CA and TRUIST SECURITIES, INC. in Los Angeles, CA. Jiaxin Lin has passed the Series 63, Series 79TO, and SIE exams.

Firm Information

Jiaxin Lin is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jiaxin Lin’s Registration & Firm History

CA

04/01/2024 - Present

Jefferies LLC (SAN FRANCISCO CA)

CA

05/04/2021 - 01/29/2024

PIPER SANDLER & CO. (SAN FRANCISCO CA)

CA

08/12/2019 - 04/19/2021

TRUIST SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/16/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/05/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jiaxin Lin.
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