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Jiawei Wei

Neuberger Berman BD LLC

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About Jiawei Wei

Jiawei Wei is a financial advisor with Neuberger Berman BD LLC. Jiawei has been working in the industry since November 24, 2020. Jiawei is licensed to provide investment advice in New Jersey and New York. Jiawei has passed the Series 7TO, SIE and Series 66 exams.

Firm Information

Jiawei Wei is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jiawei Wei’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/17/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/25/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/16/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jiawei Wei.
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