Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jiaqi? Claim Your ProfileJiaqi Chen is a financial advisor with Cetera Investment Advisers LLC, located in IRVINE, CA. Jiaqi Chen has been working in the financial services industry since 2012. Jiaqi Chen has a Series 6, Series 7 and Series 63 license, as well as the SIE and Series 66 exams. Jiaqi Chen is also registered with the state of California, Texas and other states as an Investment Advisor Representative. Prior to joining Cetera Investment Advisers LLC, Jiaqi Chen was employed by J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP and CTBC BANK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/24/2023 - Present
Cetera Investment Advisers LLC (IRVINE CA)
NY
10/01/2012 - 09/25/2013
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
BOTH
Issued 4/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 5/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jiaqi Chen is the right advisor for you? Invested Better is here to help.
