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Jianyi Tian

Mizuho Securities USA LLC

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About Jianyi Tian

Jianyi Tian is a registered representative with Mizuho Securities USA LLC. Jianyi Tian has been in the securities industry for a short time. Jianyi Tian is currently registered in 52 states and is licensed to sell securities in all states except Iowa. Jianyi Tian holds the Series 7, Series 79 and Series 63 licenses.

Firm Information

Jianyi Tian is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jianyi Tian’s Registration & Firm History

NY

05/29/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/29/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/29/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/10/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jianyi Tian.
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