Unclaimed
Jianxin Sunny Li is a registered representative with Deutsche Bank Securities Inc. Jianxin has been in the industry since 2006 and has held previous positions with HSBC Securities (USA) Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jianxin is a Series 7, Series 7TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
08/18/2022 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NY
04/26/2010 - 08/31/2020
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/21/2006 - 06/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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