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Jianshu Wu

Natwest Markets Securities Inc.

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About Jianshu Wu

Jianshu Wu is a financial advisor registered with Natwest Markets Securities Inc. in Connecticut. Jianshu Wu has been in the industry since August 12, 2015. Jianshu Wu has passed the Series 63, Series 7, and SIE exams. Jianshu Wu previously worked at MORGAN STANLEY & CO. LLC.

Firm Information

Jianshu Wu is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jianshu Wu’s Registration & Firm History

CT

01/18/2018 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

NY

08/12/2015 - 01/16/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jianshu Wu.
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