Unclaimed
Jianshu Wu is a financial advisor registered with Natwest Markets Securities Inc. in Connecticut. Jianshu Wu has been in the industry since August 12, 2015. Jianshu Wu has passed the Series 63, Series 7, and SIE exams. Jianshu Wu previously worked at MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/18/2018 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
08/12/2015 - 01/16/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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