Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jiangyun? Claim Your ProfileJiangyun Zou Dale is a financial advisor at Raymond James & Associates, Inc. Jiangyun Dale is registered with the state of California as both a Broker and an Investment Advisor. Jiangyun Dale has been in the industry since September 2022. Jiangyun Dale's first job in the industry was with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Irvine, CA. Jiangyun Dale holds the Series 7TO, SIE, and Series 66 licenses. In addition to financial advising, Jiangyun Dale also works as a sole proprietor Realtor for Turtle Bay Real Estate Corp in Irvine, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/22/2024 - Present
Raymond James & Associates, Inc. (Irvine CA)
CA
09/27/2022 - 05/23/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)
BOTH
Issued 12/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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