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Jianfei Zhu

Barclays Capital Inc.

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About Jianfei Zhu

Jianfei Zhu is a financial advisor with Barclays Capital Inc. Jianfei is registered with FINRA and the state of California. Jianfei holds the Series 79, Series 63, and SIE licenses. Jianfei Zhu has been in the industry since 2018. Prior to joining Barclays Capital Inc. Jianfei was employed by NEEDHAM & COMPANY, LLC.

Firm Information

Jianfei Zhu is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jianfei Zhu’s Registration & Firm History

CA

10/27/2021 - Present

Barclays Capital Inc. (MENLO PARK CA)

CA

05/31/2018 - 09/20/2021

NEEDHAM & COMPANY, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/22/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jianfei Zhu.
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