Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jian? Claim Your ProfileJian Hong Lee is a financial professional with over 15 years of experience in the industry. Currently, Jian is registered with Chimera Securities, LLC and has been with the firm since 2011. Prior to that, Jian held positions at Assent LLC and EchoTrade LLC. Jian holds Series 7, Series 55, Series 57TO and SIE licenses. Jian's areas of expertise include securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/21/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
IL
04/16/2008 - 06/18/2010
ASSENT LLC (BOLINGBROOK IL)
AZ
06/16/2006 - 08/22/2007
ECHOTRADE LLC (PHOENIX AZ)
BC
Issued 06/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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