Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jiameng? Claim Your ProfileJiameng Cai is a financial advisor at Raymond James & Associates, Inc. Jiameng has been in the financial services industry since 2009. Jiameng is registered with FINRA and holds the following securities licenses: Series 6, Series 7TO, Series 63, and Series 66. Jiameng also has a license in Illinois for investment advisory services. Jiameng has a previous registration with J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Jiameng is a Registered Representative at Raymond James & Associates, Inc. The firm provides a wide range of financial services, including financial planning, investment management, and retirement planning. Jiameng is dedicated to providing their clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/03/2022 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
10/01/2012 - 12/02/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/28/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 04/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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