Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jialun? Claim Your ProfileJialun Li is a registered representative with Haitong International Securities (usa) Inc., with over 7 years of experience in the financial services industry. Jialun Li has a strong track record in the financial industry. Jialun Li has passed numerous securities industry licensing exams including the Series 7, Series 63, Series 24, Series 55, Series 87, Series 16, and Series 57TO. Jialun Li is registered with the state of New York, California, Connecticut, Illinois, Massachusetts, and Wisconsin and has experience in the financial industry working at CITIC SECURITIES INTERNATIONAL USA, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/14/2021 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
NY
04/29/2014 - 08/18/2021
CITIC SECURITIES INTERNATIONAL USA, LLC (New York NY)
BC
Issued 05/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2016
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/27/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/23/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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