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Jia xing Wei

Cetera Investment Services LLC

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About Jia xing Wei

Jia xing Wei is a registered representative with Cetera Investment Services LLC in San Francisco, California. Jia xing Wei has been in the securities industry since July 16, 2015 and has been registered with Cetera Investment Services LLC since November 20, 2018. Jia xing Wei holds the Series 6, Series 63 and SIE licenses. Prior to joining Cetera Investment Services LLC, Jia xing Wei was employed by Waddell & Reed and J.P. Morgan Securities LLC.

Firm Information

Jia xing Wei is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jia xing Wei’s Registration & Firm History

CA

11/20/2018 - Present

Cetera Investment Services LLC (SAN FRANCISCO CA)

CA

06/11/2016 - 09/08/2018

CETERA INVESTMENT SERVICES LLC (SAN FRANCISCO CA)

CA

11/05/2014 - 11/21/2014

WADDELL & REED (SAN MATEO CA)

CA

06/04/2013 - 06/23/2014

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/13/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jia xing Wei.
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