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Jia Ni

Cetera Investment Advisers LLC

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About Jia Ni

Jia Ni is a financial advisor with Cetera Investment Advisers LLC, based in Pasadena, CA. Jia has been in the financial services industry for over 5 years. Jia has passed the Series 7TO, Series 63, Series 66 and SIE exams. Prior to joining Cetera Investment Advisers LLC, Jia worked at Citigroup Global Markets Inc. and HSBC Securities (USA) Inc.

Firm Information

Jia Ni is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

135 N LOS ROBLES AVE 2ND FL

PASADENA, CA 91101

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jia Ni’s Registration & Firm History

CA

05/26/2023 - Present

Cetera Investment Advisers LLC (PASADENA CA)

CA

08/15/2022 - 05/23/2023

CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)

CA

01/28/2019 - 08/03/2022

HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)

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Licenses & Designations

BOTH

Issued 1/26/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 1/26/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/29/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jia Ni.
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