Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jia? Claim Your ProfileJia Liang Zhou is a financial advisor at UBS Financial Services Inc. based in San Francisco, California. Jia has been working in the financial services industry since 2010. Jia has experience in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Jia has a strong track record of success and is committed to providing her clients with the highest level of service. Jia holds the Series 7, Series 9, Series 10, and Series 66 licenses, and is also a registered representative in multiple states. Prior to joining UBS Financial Services Inc., Jia worked for Citigroup Global Markets Inc. Jia has also been registered with UBS Financial Services Inc. before.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/01/2017 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
09/23/2016 - 05/19/2017
CITIGROUP GLOBAL MARKETS INC. (Berkeley CA)
CA
11/13/2013 - 08/30/2016
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
11/17/2010 - 11/14/2013
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BOTH
Issued 02/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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