Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jia? Claim Your ProfileJia Li is a financial professional with over 8 years of experience in the securities industry. Jia Li is currently registered with Apollo Global Securities, LLC, and has previously worked with CREDIT SUISSE SECURITIES (USA) LLC. Jia Li holds a Series 63, Series 7, Series 79 and SIE licenses. Jia Li is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
08/12/2014 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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