Unclaimed
Jia jing Li is a registered representative with ASL Capital Markets Inc. Jia jing Li is licensed in Connecticut. Jia jing Li has passed the SIE, Series 7TO, and Series 63 exams. Jia jing Li's registration date is 7/30/2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/17/2024 - Present
ASL Capital Markets Inc. (STAMFORD CT)
BC
Issued 07/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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