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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jia jia? Claim Your ProfileJia jia Zhu is an investment advisor representative who has been in the industry since March 20, 2012. Jia jia Zhu is currently registered with UBS Financial Services Inc. Jia jia Zhu has passed the Series 66, Series 7 and the SIE exams. Jia jia Zhu is licensed in 26 states. Jia jia Zhu provides services to individuals, businesses, high-net-worth individuals, charitable organizations, insurance companies, pension and profit sharing plans, corporations, and state or municipal government entities. Jia jia Zhu specializes in the areas of portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
08/13/2012 - Present
UBS Financial Services Inc. (BALTIMORE MD)
BOTH
Issued 08/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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