Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jia? Claim Your ProfileJia H Chen is a financial professional with over 4 years of experience in the industry. Jia currently works at Mutual of America Securities LLC in Providence, RI, and previously worked for firms including The Leaders Group, Inc., John Hancock Investment Management Distributors LLC and Mercer Allied Company, L.P.. Jia holds Series 7TO, Series 63 and SIE licenses and is registered with the state of Maine, Massachusetts, New Hampshire, Rhode Island and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/08/2024 - Present
Mutual OF America Securities LLC (Providence RI)
CA
04/06/2022 - 04/12/2024
THE LEADERS GROUP, INC. (San Francisco CA)
MA
09/12/2019 - 06/07/2021
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)
NY
04/24/2019 - 06/13/2019
MERCER ALLIED COMPANY, L.P. (ALBANY NY)
BC
Issued 05/07/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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