Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jia? Claim Your ProfileJia Dong is a financial professional with over 3 years of experience in the securities industry. Jia Dong holds a Series 63, Series 7TO, Series 24, and Series 57TO licenses. Jia Dong is registered with Pershing LLC, a brokerage firm with a focus on providing investment services. Jia Dong is also registered with BNY Mellon Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/02/2024 - Present
Pershing LLC (NEW YORK NY)
BC
Issued 06/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2021
Series 57TO - Securities Trader Exam
BC
Issued 06/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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