Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ji michael? Claim Your ProfileJi Michael Chung is a financial advisor with Wells Fargo Clearing Services, LLC. Ji Michael has been in the industry since 1998. Before joining Wells Fargo, Ji Michael worked with Morgan Stanley, Merrill Lynch, MetLife Securities Inc., MML Investors Services, Inc., Park Avenue Securities LLC, PRUCO Securities, LLC, Royal Alliance Associates, Inc., and Foresters Equity Services, Inc. Ji Michael is registered to offer advisory services in Arizona, California, District of Columbia, Florida, Georgia, Hawaii, New Mexico, New York, South Carolina, Tennessee, Texas, Washington, and West Virginia. Ji Michael's current employment is with Wells Fargo Clearing Services, LLC with a branch office located in San Jose, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/31/2019 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
07/24/2015 - 11/01/2019
MORGAN STANLEY (CUPERTINO CA)
CA
04/23/2012 - 07/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
10/27/2010 - 04/04/2012
METLIFE SECURITIES INC. (SAN JOSE CA)
CA
07/29/2009 - 10/27/2010
MML INVESTORS SERVICES, INC. (SAN JOSE CA)
CA
02/09/2009 - 05/14/2009
PARK AVENUE SECURITIES LLC (WALNUT CREEK CA)
CA
03/28/2006 - 02/02/2009
PRUCO SECURITIES, LLC. (SAN JOSE CA)
CA
07/21/2005 - 03/10/2006
ROYAL ALLIANCE ASSOCIATES, INC. (CAMPBELL CA)
CA
04/06/2004 - 12/16/2004
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
AZ
09/30/1998 - 04/15/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 11/20/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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