Unclaimed
Jhonasttan Regalado is a financial professional with over 15 years of experience in the industry. Jhonasttan currently works as a registered representative at Citigroup Global Markets Inc., a firm with over $50 billion in assets under management. Jhonasttan has a deep understanding of the financial markets and is committed to providing his clients with personalized investment advice. Jhonasttan's previous experience includes roles at Deutsche Bank Securities Inc., UBS Securities LLC, Macquarie Capital (USA) Inc., and Nomura Securities International, Inc., where he gained a broad range of experience in the financial services industry. Jhonasttan holds Series 7, Series 55, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/20/2018 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/09/2015 - 10/09/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/25/2010 - 11/11/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
09/21/2009 - 01/04/2010
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
04/12/2005 - 10/04/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 06/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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