Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesus? Claim Your ProfileJesus Romero is a financial professional with over 35 years of experience in the industry. Jesus is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and previously held positions at UBS Financial Services Inc., Salomon Smith Barney Inc., Adams & Davis Incorporated, Paragon Capital Corporation and Huberman Securities Corp. Jesus has a broad range of experience in the financial industry and holds Series 7, 22, 27, 63, and 65 licenses. Jesus is licensed in multiple states and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/16/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AVENTURA FL)
FL
06/23/2000 - 07/22/2009
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
NY
02/05/1991 - 07/06/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
07/26/1988 - 04/29/1991
ADAMS & DAVIS INCORPORATED
NJ
07/26/1989 - 02/06/1991
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
NA
05/24/1985 - 05/10/1990
HUBERMAN SECURITIES CORP.
IA
Issued 08/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1985
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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