Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesus? Claim Your ProfileJesus Mario Orozco is a securities professional registered in New York with over 25 years of industry experience. Currently, Jesus is associated with UBS Securities LLC, and in the past has held positions at Credit Suisse Securities (USA) LLC, Greenhill & Co., LLC, and UBS Financial Services Inc. Jesus has a strong track record in the financial industry, holding various roles, including Investment Banking Registered Representative. Jesus holds Series 7, Series 63, SIE and Series 79TO licenses, demonstrating a commitment to staying current with industry knowledge.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
05/13/2021 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/08/2016 - 05/18/2021
GREENHILL & CO., LLC (NEW YORK NY)
NY
11/27/2013 - 07/08/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
01/01/2010 - 12/02/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/12/2008 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
02/27/2007 - 11/29/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/23/2004 - 03/22/2007
FREDERICKS MICHAEL SECURITIES, INC. (NEW YORK NY)
CT
10/04/2002 - 10/30/2003
BCP SECURITIES, LLC (GREENWICH CT)
NY
07/11/2001 - 10/25/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
09/26/1996 - 03/27/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 06/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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