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Jesus Manuel Oquendo

Kovack Securities Inc.

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About Jesus Manuel Oquendo

Jesus Manuel Oquendo is a registered representative with Kovack Securities Inc., having joined the firm on June 9, 2017. Jesus has been in the industry since November 24, 1985. Jesus is registered in Florida and California. Jesus has passed the Series 3, 7, 55, and 63 exams as well as the SIE exam. Before working for Kovack Securities Inc. Jesus previously worked for firms including Capital Guardian, LLC, Beech Hill Securities, Inc., Schild Asset Management Inc., and First Equity Corporation of Florida.

Firm Information

Jesus Oquendo is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jesus Oquendo’s Registration & Firm History

FL

06/09/2017 - Present

Kovack Securities Inc. (FT. LAUDERDALE FL)

FL

06/03/2013 - 06/12/2017

CAPITAL GUARDIAN, LLC (MIAMI FL)

FL

10/19/2007 - 05/31/2013

BEECH HILL SECURITIES, INC. (MIRAMAR FL)

FL

05/09/2001 - 11/23/2007

SCHILD ASSET MANAGEMENT INC. (PRMBROKE PINES FL)

FL

11/20/1985 - 05/05/2001

FIRST EQUITY CORPORATION OF FLORIDA (MIAMI FL)

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Licenses & Designations

BC

Issued 11/20/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/13/1989

Series 3 - National Commodity Futures Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jesus Manuel Oquendo.
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