Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesus? Claim Your ProfileJesus Leopoldo Gutierrez is a registered representative with Wells Fargo Clearing Services, LLC. Jesus has been in the securities industry since October 10, 1992, and has been registered with Wells Fargo Clearing Services, LLC since January 1, 2008. Jesus has been registered in Texas since January 1, 2008. Jesus Leopoldo Gutierrez is also registered as an investment advisor representative (IAR) with Wells Fargo Clearing Services, LLC. In addition, Jesus is a registered representative in Oklahoma and Pennsylvania. Jesus is a Series 7, 9, 10, 31, and 63 licensed individual. Jesus Leopoldo Gutierrez specializes in retirement planning, education planning, asset allocation, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (LAREDO TX)
TX
10/11/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAREDO TX)
BC
Issued 09/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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