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Jessica Y Jung

Aegis Capital Corp.

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About Jessica Y Jung

Jessica Jung is a financial professional with over 17 years of experience in the industry. Jessica is a Certified Financial Planner™ and currently registered with Aegis Capital Corp. Jessica has a wide range of experience in investment banking, securities, and futures. Jessica has held prior positions with LPL Financial LLC, Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., and Morgan Stanley DW Inc.. Jessica is registered with the following states: Arizona, California, Colorado, Florida, Georgia, Illinois, Minnesota, New Jersey, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, and Virginia.

Firm Information

Jessica Jung is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jessica Jung’s Registration & Firm History

TN

04/20/2021 - Present

Aegis Capital Corp. (Brentwood TN)

CA

10/26/2010 - 04/21/2021

LPL FINANCIAL LLC (PALO ALTO CA)

TN

02/13/2007 - 09/14/2010

MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)

TN

01/10/2006 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (NASHVILLE TN)

NY

05/20/2005 - 01/04/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 07/14/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 05/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Jessica Y Jung. Review regulatory record here.
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