Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jessica? Claim Your ProfileJessica Phillips is a registered representative with Capital One Securities, Inc. Jessica holds Series 63, SIE and Series 79 licenses. Jessica has been working in the industry since August 2017. Jessica is licensed in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/09/2017 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 08/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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