Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jessica? Claim Your ProfileJessica Uem is a financial advisor registered with Neuberger Berman BD LLC and has been working in the industry since December 31, 2015. Jessica has a strong track record of success in providing investment advice and portfolio management services. Jessica is registered in 53 states and holds the Series 7, 24, 31 and 66 licenses. Jessica has a broad range of experience working with various clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/10/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/17/2017 - 11/02/2017
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/10/2015 - 02/27/2017
MORGAN STANLEY (NEW YORK NY)
BOTH
Issued 11/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/10/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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