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Jessica Tram Le

Vanguard Marketing Corp.

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About Jessica Tram Le

Jessica Le is a financial professional with a focus on securities. Jessica holds a Series 7TO and Series 63 license. She is currently registered with the state of North Carolina and has been a registered representative for over 2 years. Jessica is employed by Vanguard Marketing Corp.

Firm Information

Jessica Le is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jessica Le’s Registration & Firm History

NC

06/17/2020 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/25/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jessica Tram Le.
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