Unclaimed
Jessica Roy is a registered representative with Harris Williams in San Francisco, California. Jessica holds the Series 63, Series 79TO, and SIE licenses and is registered in California and Virginia. Jessica has been in the industry since August 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/24/2024 - Present
Harris Williams (SAN FRANCISCO CA)
BC
Issued 06/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/14/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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