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Jessica Shields

National Financial Services LLC

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About Jessica Shields

Jessica Shields is a financial advisor with National Financial Services LLC. Jessica has been in the financial services industry since March 7, 2008. Jessica is registered with FINRA, a self-regulatory organization, and is a registered representative of National Financial Services LLC. Jessica's previous employers include Fidelity Brokerage Services LLC, Fidelity Prime Financing, Green Pier Fintech LLC, Fidelity Distributors Company LLC, Penson Financial Services, Inc., Provident Asset Management, LLC, and Fidelity Brokerage Services LLC. Jessica is a Series 7, Series 63, and Series 24 licensed professional.

Firm Information

Jessica Shields is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jessica Shields’s Registration & Firm History

TX

06/17/2021 - Present

National Financial Services LLC (WESTLAKE TX)

TX

03/19/2012 - 12/05/2022

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

MA

06/17/2021 - 12/02/2022

FIDELITY PRIME FINANCING (BOSTON MA)

MA

04/05/2022 - 12/01/2022

GREEN PIER FINTECH LLC (BOSTON MA)

TX

06/17/2021 - 12/01/2022

FIDELITY DISTRIBUTORS COMPANY LLC (WESTLAKE TX)

TX

05/04/2009 - 02/06/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

08/15/2008 - 02/02/2009

PROVIDENT ASSET MANAGEMENT, LLC (DALLAS TX)

TX

10/11/2007 - 07/28/2008

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 12/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jessica Shields.
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