Unclaimed
Jessica Randi Fox is a financial professional with over 13 years of experience in the industry. Currently registered with Nuveen Securities, LLC, Jessica has previously worked at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC and M HOLDINGS SECURITIES, INC.. Jessica is a Series 7 and 63 licensed advisor and holds the Series 24 General Securities Principal Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/01/2022 - Present
Nuveen Securities, LLC (CHICAGO IL)
NC
09/02/2016 - 04/01/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Cary NC)
IL
08/20/2009 - 09/07/2016
M HOLDINGS SECURITIES, INC. (Chicago IL)
BC
Issued 09/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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