Unclaimed
Jessica McGrath Ruff is a financial professional with over 16 years of experience in the financial services industry. Jessica is currently registered with Equitable Distributors, LLC in New York, NY. She has held prior registrations with Oppenheimer & Co. Inc. and NYLife Securities LLC. Jessica has a broad range of licenses including Series 6, 7, 24, 66, SIE and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2017 - Present
Equitable Distributors, LLC (New York NY)
NY
05/27/2016 - 11/03/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
11/20/2012 - 11/12/2014
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
CA
11/26/2004 - 04/25/2012
NYLIFE SECURITIES LLC (IRVINE CA)
BOTH
Issued 08/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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