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Jessica Lynn Nelson

Axos Clearing LLC

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About Jessica Lynn Nelson

Jessica Lynn Nelson is a financial professional with over two years of experience in the securities industry. She holds the Series 7, Series 63, and SIE licenses and is currently registered with Axos Clearing LLC. Jessica's background includes a previous role with Fidelity Brokerage Services LLC. Jessica's expertise and experience are focused on providing clients with comprehensive financial guidance.

Firm Information

Jessica Nelson is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jessica Nelson’s Registration & Firm History

CO

06/09/2023 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

06/03/2021 - 01/07/2022

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 06/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jessica Lynn Nelson.
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