Unclaimed
Jessica Lynn Mullin is a financial advisor at UBS Financial Services Inc. in Weehawken, New Jersey. Jessica has been in the financial services industry since 2007. Jessica is registered with FINRA and the state of New Jersey. Jessica has a strong track record of success in the financial services industry and has a deep understanding of the markets. Jessica is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
07/25/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
05/24/2010 - 06/06/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/01/2007 - 02/08/2010
FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)
BOTH
Issued 07/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/28/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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