Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jessica? Claim Your ProfileJessica Lynn Faris is a financial advisor with over 12 years of experience. Jessica has been registered with the Securities and Exchange Commission (SEC) since 2011. Currently, Jessica is registered with Stifel, Nicolaus & Company, Inc. in LOS ANGELES, CA. Prior to joining Stifel, Jessica was registered with WELLS FARGO CLEARING SERVICES, LLC and AMERIPRISE FINANCIAL SERVICES, INC.. Jessica has a Series 66 license and holds a Series 7 and SIE license. Jessica provides investment advice for a wide range of clients including: high net worth individuals, corporations or businesses, pension and profit-sharing plans, insurance companies, charitable organizations, banking or thrift institutions, pooled investment vehicles, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/17/2023 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
01/22/2015 - 05/30/2023
WELLS FARGO CLEARING SERVICES, LLC (BEVERLY HILLS CA)
CA
08/17/2011 - 01/26/2015
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 04/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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