Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jessica? Claim Your ProfileJessica Louie is a financial advisor with Capital One Securities, Inc. Jessica has been in the industry since 2005. Jessica is registered to sell securities in 11 states. Jessica holds Series 7, 63, SIE and 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2019 - Present
Capital ONE Securities, Inc. (New York NY)
NY
03/10/2015 - 07/08/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
01/05/2007 - 02/04/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/09/2005 - 12/06/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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