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Jessica Lee leng Chia

Finalis Securities LLC

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About Jessica Lee leng Chia

Jessica Chia is a registered representative with Finalis Securities LLC. Jessica has been in the securities industry since December 20, 2021 and is licensed in Illinois. Jessica has passed the Series 63, Series 79TO, and SIE exams. Jessica has worked for Lincoln International LLC and Intrepid Investment Bankers LLC in the past.

Firm Information

Jessica Chia is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jessica Chia’s Registration & Firm History

NY

03/04/2024 - Present

Finalis Securities LLC (New York NY)

CA

05/10/2022 - 01/22/2024

LINCOLN INTERNATIONAL LLC (LOS ANGELES CA)

CA

09/23/2021 - 03/22/2022

INTREPID INVESTMENT BANKERS LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jessica Lee leng Chia.
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